我國(guó)上市公司內(nèi)部治理機(jī)制存在的問題及對(duì)策

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摘 要：公司治理機(jī)制包括內(nèi)部治理和外部治理兩部分，本文僅研究我國(guó)公司內(nèi)部治理存在的問題及對(duì)策。公司內(nèi)部治理機(jī)制，是企業(yè)內(nèi)部通過組織程序所明確的所有者，董事會(huì)和高級(jí)管理人員等利益相關(guān)者，之間的權(quán)力分配和制衡關(guān)系，具體表現(xiàn)為公司章程，董事會(huì)議事規(guī)則，決策權(quán)力分配等企業(yè)內(nèi)部等制度安排。公司治理中主要存在股東大會(huì)功能弱化、董事會(huì)制度的缺陷、上市公司監(jiān)事會(huì)監(jiān)督機(jī)制缺位這三方面問題。針對(duì)以上問題提出了它們存在的原因，并進(jìn)一步的提出解決方案。

關(guān)鍵詞：上市公司，內(nèi)部治理機(jī)制，獨(dú)立董事，監(jiān)事會(huì)

Abstract: The company governs the mechanism and exterior governs two parts including the internal government, this article only studies our country company interior government existence the question and the countermeasure. The company interior government mechanism, is the enterprise interior the owner which is clear about through the organization procedure, benefit correlation and so on board of directors and high-level administrative personnel, the between authority assignment and the system weigh the relations, the concrete manifestation is the articles of incorporation, the board of directors procedure rule, and so on policy-making authority assignment system arrangement and so on enterprise interior. The company governs mainly has the general meeting of shareholders function to attenuate, the board of directors system flaw, to go on the market the company board of supervisors to supervise the machine-made vacancy these three aspects question. Proposed in view of the above question they exist the reason, and further proposes the solution.
Keywords: Goes on the market the company Internal government mechanism Independent trustee Board of supervisors

目 錄
前　　言 1
1公司內(nèi)部治理機(jī)制的涵義 2
2我國(guó)上市公司內(nèi)部治理機(jī)制存在的問題 2
2.1現(xiàn)階段我國(guó)上市公司股東大會(huì)功能弱化 2
2.2我國(guó)上市公司董事會(huì)制度的缺陷 3
2.3我國(guó)上市公司監(jiān)事會(huì)監(jiān)督機(jī)制的缺位 3
2.3.1監(jiān)事會(huì)和監(jiān)事缺乏必要的獨(dú)立性 3
2.3.2監(jiān)事會(huì)或監(jiān)事職權(quán)不全 4
2.3.3監(jiān)事會(huì)和經(jīng)營(yíng)管理層的信息不對(duì)稱 4
3完善上市公司內(nèi)部治理機(jī)制的對(duì)策 4
3.1完善股東大會(huì)職能 4
3.1.1公司治理參與各方要樹立股東觀念 4
3.1.2條件允許時(shí)在股東大會(huì)引入累計(jì)投票制 4
3.1.3參照國(guó)際經(jīng)驗(yàn)，我國(guó)應(yīng)建立和規(guī)范委托投票制度 5
3.1.4大力發(fā)展機(jī)構(gòu)投資者 5
3.1.5建立公眾股東表決制度 5
3.2董事會(huì)制度的完善 5
3.2.1設(shè)立獨(dú)立董事制度 5
3.2.2提高董事會(huì)制度的獨(dú)立性 6
3.3加強(qiáng)監(jiān)事會(huì)的監(jiān)督機(jī)制 7
3.3.1監(jiān)事會(huì)成員人數(shù) 7
3.3.2監(jiān)事會(huì)的獨(dú)立性 8
3.3.3延長(zhǎng)監(jiān)事會(huì)監(jiān)督的時(shí)間 9
3.3.4防止監(jiān)事會(huì)和監(jiān)事濫用權(quán)力或怠于行使權(quán)力 9
參考文獻(xiàn) 10
致 謝 11
附 件 12

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